CATHAY GENERAL BANCORP — Director's Dealing 2024

Jan 8, 2024

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2024-01-01

Reporting Person: SUN ALBERT (EVP, Chief Credit Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	0	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$		Common Stock (1417)		Direct

Footnotes

F1: On December 26, 2023, the Issuer granted to the Reporting Person 1,417 restricted stock units that will vest, in full, on September 25, 2026, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer.

F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.