CATHAY GENERAL BANCORP — Director's Dealing 2024

Jul 3, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2024-05-28

Reporting Person: Lo Thomas M. (EVP, Chief Admin Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-05-28	Common Stock	M	1928	—	Acquired	4947	Direct
2024-05-28	Common Stock	F	688	$35.88	Disposed	4259	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-06-28	Restricted Stock Units	$	A	3313	Acquired		Common Stock (3313)	Direct
2024-05-28	Restricted Stock Units	$	M	1928	Disposed		Common Stock (1928)	Direct

Footnotes

F1: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.

F2: These restricted stock units are scheduled to fully vest on June 28, 2027, or earlier in the event of death, disability, retirement, or change in control.

F3: The reporting person previously reported the award of 1,928 shares of restricted stock units on Form 3 filed January 25, 2024. All of these restricted stock units vested on May 28, 2024.