CATHAY GENERAL BANCORP — Director's Dealing 2020

Feb 14, 2020

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2019-12-31

Reporting Person: CHAN KELLY L (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-23	Common Stock	G	600	—	Disposed	68979	Indirect
2019-12-23	Common Stock	G	975	—	Disposed	87971	Direct
2019-10-02	Common Stock	G	10000	—	Disposed	48368	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	10557	Indirect
Common Stock	30596	Indirect

Footnotes

F1: Each of the reported transactions involves a transfer of securities by bona fide gift for which no payment of consideration was received by the reporting person.