CATHAY GENERAL BANCORP — Director's Dealing 2020

Feb 14, 2020

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2019-12-31

Reporting Person: WONG IRWIN (SEVP, Chief Admin Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-03-14	Common Stock	J	49.852	$36.43	Acquired	41806.93	Direct
2019-06-13	Common Stock	J	52.79	$34.6950	Acquired	41806.93	Direct
2019-09-13	Common Stock	J	51.6030	$35.81	Acquired	41806.93	Direct
2019-12-12	Common Stock	J	49.336	$37.78	Acquired	41806.93	Direct
2019-03-15	Common Stock	J	158.863	$36.4476	Acquired	19335.36	Indirect
2019-06-14	Common Stock	J	170.047	$34.3227	Acquired	19335.36	Indirect
2019-09-16	Common Stock	J	165.256	$35.6375	Acquired	19335.36	Indirect
2019-12-13	Common Stock	J	156.867	$37.874	Acquired	19335.36	Indirect

Footnotes

F1: Dividend Reinvestment.

F2: ESOP DR earnings allocation.