CATHAY GENERAL BANCORP — Director's Dealing 2020

Feb 14, 2020

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2019-12-31

Reporting Person: TANG ANTHONY M (Director, Vice Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-03-14	Common Stock	J	2493.943	$36.43	Acquired	303263.071	Indirect
2019-06-13	Common Stock	J	2640.94	$34.6950	Acquired	303263.071	Indirect
2019-09-13	Common Stock	J	2581.573	$35.81	Acquired	303263.071	Indirect
2019-12-12	Common Stock	J	2468.14	$37.78	Acquired	303263.071	Indirect
2019-03-15	Common Stock	J	842.661	$36.4476	Acquired	102566.015	Indirect
2019-06-14	Common Stock	J	902	$34.3227	Acquired	102566.015	Indirect
2019-09-16	Common Stock	J	876.6030	$35.6375	Acquired	102566.015	Indirect
2019-12-13	Common Stock	J	832.113	$37.874	Acquired	102566.015	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	300000	Indirect
Common Stock	250122	Direct

Footnotes

F1: Dividend Reinvestment.

F2: ESOP DR earnings allocation.