CATHAY GENERAL BANCORP — Director's Dealing 2020

Feb 14, 2020

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2019-12-31

Reporting Person: Tai Pin (CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-03-15	Common Stock	J	7.5030	$36.4476	Acquired	912.13	Indirect
2019-06-14	Common Stock	J	8.028	$34.3227	Acquired	912.13	Indirect
2019-09-16	Common Stock	J	7.7990	$35.6375	Acquired	912.13	Indirect
2019-12-13	Common Stock	J	7.40	$37.874	Acquired	912.13	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	51723	Direct

Footnotes

F1: ESOP DR earnings allocation.