CATHAY GENERAL BANCORP — Director's Dealing 2020

Apr 1, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2020-03-27

Reporting Person: CHENG DUNSON K (Director, Executive Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-27	Common Stock	M	1297	—	Acquired	47953	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-27	Restricted Stock Units	$	M	1297	Disposed		Common Stock (1297)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	435577	Indirect
Common Stock	182452	Indirect
Common Stock	102898	Indirect

Footnotes

F1: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.

F2: On March 27, 2017, the Issuer awarded 3,893 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 1,298 restricted stock units vested on March 27, 2018, the second installment of 1,298 restricted stock units vested on March 27, 2019, and the last installment of 1,297 restricted stock units vested on March 27, 2020.