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CATHAY GENERAL BANCORP — Director's Dealing 2020
Apr 1, 2020
31304_dirs_2020-03-31_6aecb90c-7e78-440d-83bf-e3b907dad5d1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2020-03-27
Reporting Person: Tai Pin (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-27 | Common Stock | M | 1297 | — | Acquired | 57411 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-27 | Restricted Stock Units | $ | M | 1297 | Disposed | Common Stock (1297) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 925 | Indirect |
Footnotes
F1: Includes 13.244 shares acquired through dividend reinvestment year-to-date.
F2: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
F3: On March 27, 2017, the Issuer awarded 3,893 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 1,298 restricted stock units vested on March 27, 2018, the second installment of 1,298 restricted stock units vested on March 27, 2019, and the last installment of 1,297 restricted stock units vested on March 27, 2020.