CATHAY GENERAL BANCORP — Director's Dealing 2020

Aug 6, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2020-08-04

Reporting Person: Sun Richard (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-08-04	Common Stock	P	2000	$30	Acquired	8833	Indirect
2020-08-04	Common Stock	P	5000	$30	Acquired	8215	Indirect
2020-08-04	Common Stock	P	1500	$30	Acquired	1500	Indirect
2020-08-04	Common Stock	P	2500	$30	Acquired	2500	Indirect
2020-08-04	Common Stock	P	1600	$30	Acquired	1600	Indirect
2020-08-04	Common Stock	P	1500	$30	Acquired	1500	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1100	Indirect
Common Stock	1000	Direct

Footnotes

F1: On June 9, 2020, 3,111 shares of common stock of Cathay General Bancorp were transferred to the Sun Trust as indirect ownership, without the payment of any consideration.