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CATHAY GENERAL BANCORP Director's Dealing 2020

Dec 7, 2020

31304_dirs_2020-12-07_7748c43b-e013-42b3-9d78-7042a2b1ed9c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2020-12-03

Reporting Person: TANG ANTHONY M (Director, Vice Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-03 Common Stock S 3322 $29.6081 Disposed 249911 Direct
2020-12-04 Common Stock S 5000 $30 Disposed 244911 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 315499 Indirect
Common Stock 106589 Indirect
Common Stock 300000 Indirect

Footnotes

F1: Includes 12,236.276 shares acquired through dividend reinvestment year-to-date.

F2: Includes 4,022.781 shares acquired through dividend reinvestment year-to-date.