CATHAY GENERAL BANCORP — Director's Dealing 2020

Dec 7, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2020-12-03

Reporting Person: CHAN KELLY L (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-03	Common Stock	G	2000	—	Disposed	83855	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	10557	Indirect
Common Stock	74206	Indirect
Common Stock	30596	Indirect
Common Stock	48368	Indirect

Footnotes

F1: On April 15, 2019 and May 27, 2020, 2,116 and 3,111 shares of common stock of Cathay General Bancorp respectively were transferred from direct ownership to Kelly & Barbara Chan Living Trust as indirect ownership, without the payment of any consideration.