CATERPILLAR INC — Director's Dealing 2021

Mar 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2021-03-01

Reporting Person: CALHOUN DAVID L (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-01	Common Stock	A	683	—	Acquired	47987	Direct

Footnotes

F1: Includes adjustments for dividends accrued and reflects exempt transfer pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended relating to reporting Person's grantor retained annuity trust.