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CATERPILLAR INC — Director's Dealing 2021
May 4, 2021
29780_dirs_2021-05-04_9b35813c-f86d-44bc-8646-d120c0424afb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2021-05-03
Reporting Person: Marvel Gary Michael (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-03 | Common Stock | S | 567 | $230 | Disposed | 0 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1610 | Indirect |
Footnotes
F1: The information in this report is based on a 401(k) plan statement dated as of 30 April 2021.
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