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CATERPILLAR INC Director's Dealing 2021

May 5, 2021

29780_dirs_2021-05-05_c7b99f1e-2e9d-4922-83f0-5de9386dda56.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2021-05-03

Reporting Person: MacLennan David (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-03 Common Stock A 470 $228.17 Acquired 470 Direct