CATERPILLAR INC — Director's Dealing 2020

Oct 30, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2020-08-11

Reporting Person: Ainsworth William P (Group President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-08-11	Common Stock	G	5588	—	Disposed	76501	Direct
2020-10-30	Common Stock	S	12000	$154.78	Disposed	64501	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4331	Indirect

Footnotes

F1: The information in this report is based on a 401(k) plan statement dated as of September 30, 2020.