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CATERPILLAR INC Director's Dealing 2019

Mar 6, 2019

29780_dirs_2019-03-05_5cee89f3-d4d1-41f2-83bc-75250ebb8075.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2019-03-04

Reporting Person: De Lange Bob (Group President)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-03-04 Employee Stock Options $138.35 A 48034 Acquired 2029-03-04 Common Stock (48034.0) Direct

Footnotes

F1: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments beginning on the first anniversary of the grant date.