AI assistant
CATERPILLAR INC — Director's Dealing 2018
Jun 27, 2018
29780_dirs_2018-06-27_c9338bf0-ca30-4e38-b9b6-31fba93aa8e9.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2018-06-26
Reporting Person: Johnson Denise C (Group President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-26 | Common Stock | $ | A | 84 | Acquired | Common Stock (84.0) | Direct |
Footnotes
F1: Each Phantom Stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
F2: This total includes 55 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan (the "Plan") at a price per share of $135.54 and 29 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration.
F3: The phantom stock units were acquired under the Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.