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Catalyst Bancorp, Inc. — Director's Dealing 2023
Sep 6, 2023
34531_dirs_2023-09-06_ee5b29f0-d208-4af4-8789-39af730a5e4c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Catalyst Bancorp, Inc. (CLST)
CIK: 0001849867
Period of Report: 2023-09-01
Reporting Person: Quebedeaux Amanda B. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-01 | Common Stock | F | 574 | $12.05 | Disposed | 8390 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 996.4022 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $13.30 | 2032-09-01 | Common Stock (21160) | 21160 | Direct |
Footnotes
F1: Disposition solely to meet tax obligation for distribution from stock benefit plan.
F2: Includes 6,772 shares granted pursuant to the Issuer's 2022 Recognition and Retention Plan and Trust Agreement that reflect the unvested portion of a grant amount originally covering 8,464 shares that commenced vesting 20% per year on September 1, 2023.
F3: Includes shares allocated to the reporting person's account in the ESOP since the last filed Form 4, as of December 31, 2022.
F4: The options are vesting at a rate of 20% per year commencing on September 1, 2023.