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CASTLE BIOSCIENCES INC — Director's Dealing 2021
May 13, 2021
32601_dirs_2021-05-13_3dfedf9d-982c-4c01-a035-80cac403ff41.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2021-05-11
Reporting Person: MAETZOLD DEREK J (Director, Pres. & Chief Exec. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-11 | Common Stock | S | 379 | $51.628 | Disposed | 565639 | Direct |
| 2021-05-11 | Common Stock | S | 1157 | $52.603 | Disposed | 564482 | Direct |
| 2021-05-11 | Common Stock | S | 1100 | $53.685 | Disposed | 563382 | Direct |
| 2021-05-11 | Common Stock | S | 697 | $54.404 | Disposed | 562685 | Direct |
| 2021-05-12 | Common Stock | S | 2533 | $51.935 | Disposed | 560152 | Direct |
| 2021-05-12 | Common Stock | S | 800 | $52.876 | Disposed | 559352 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 156460 | Indirect |
| Common Stock | 179300 | Indirect |
| Common Stock | 166700 | Indirect |
Footnotes
F1: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.
F2: This transaction was executed in multiple trades at prices ranging from $51.110 to $52.070, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $52.185 to $53.180, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $53.210 to $54.180, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $54.240 to $54.540, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $51.570 to $52.460, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $52.570 to $53.350, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: Held by DJM Grantor Retained Annuity Trust No. 1 of which the Reporting Person is the trustee and beneficiary.
F9: Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.
F10: Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries.