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CASTLE BIOSCIENCES INC Director's Dealing 2021

Sep 30, 2021

32601_dirs_2021-09-30_f643c4cf-b4a0-4bd3-961c-fa0985749de1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2021-09-28

Reporting Person: MAETZOLD DEREK J (Director, Pres. & Chief Exec. Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-28 Common Stock S 3115 $66.04 Disposed 312903 Direct
2021-09-28 Common Stock S 5760 $67.13 Disposed 307143 Direct
2021-09-28 Common Stock S 1000 $67.84 Disposed 306143 Direct
2021-09-28 Common Stock S 125 $68.69 Disposed 306018 Direct
2021-09-28 Common Stock S 266 $66.01 Disposed 136195 Indirect
2021-09-28 Common Stock S 534 $67.23 Disposed 135661 Indirect
2021-09-28 Common Stock S 33 $68.26 Disposed 135628 Indirect
2021-09-28 Common Stock S 267 $66.01 Disposed 159033 Indirect
2021-09-28 Common Stock S 533 $67.23 Disposed 158500 Indirect
2021-09-28 Common Stock S 33 $68.26 Disposed 158467 Indirect
2021-09-28 Common Stock S 267 $66.01 Disposed 146432 Indirect
2021-09-28 Common Stock S 533 $67.23 Disposed 145899 Indirect
2021-09-28 Common Stock S 34 $68.26 Disposed 145865 Indirect
2021-09-29 Common Stock S 6072 $64.88 Disposed 299946 Direct
2021-09-29 Common Stock S 2326 $65.85 Disposed 297620 Direct
2021-09-29 Common Stock S 1571 $66.87 Disposed 296049 Direct
2021-09-29 Common Stock S 31 $67.42 Disposed 296018 Direct
2021-09-29 Common Stock S 500 $64.89 Disposed 135128 Indirect
2021-09-29 Common Stock S 234 $65.92 Disposed 134894 Indirect
2021-09-29 Common Stock S 100 $66.92 Disposed 134794 Indirect
2021-09-29 Common Stock S 500 $64.89 Disposed 157967 Indirect
2021-09-29 Common Stock S 233 $65.92 Disposed 157734 Indirect
2021-09-29 Common Stock S 100 $66.92 Disposed 157634 Indirect
2021-09-29 Common Stock S 500 $64.89 Disposed 145365 Indirect
2021-09-29 Common Stock S 233 $65.92 Disposed 145132 Indirect
2021-09-29 Common Stock S 100 $66.92 Disposed 145032 Indirect

Footnotes

F1: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.

F2: This transaction was executed in multiple trades at prices ranging from $65.63 to $66.60, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $66.65 to $67.59, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $67.65 to $68.16, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $68.69 to $68.71, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: These transactions were made pursuant to a Rule 10b5-1 plan adopted by DJM Grantor Retained Annuity Trust No. 1, The Maetzold Descendants 2020 Trust, and the Derek Maetzold 2020 Irrevocable Trust on June 15, 2021.

F7: This transaction was executed in multiple trades at prices ranging from $65.62 to $66.45, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8: Held by DJM Grantor Retained Annuity Trust No. 1 of which the Reporting Person is the trustee and beneficiary.

F9: This transaction was executed in multiple trades at prices ranging from $66.77 to $67.73, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F10: Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.

F11: Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries.

F12: This transaction was executed in multiple trades at prices ranging from $64.37 to $65.36, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F13: This transaction was executed in multiple trades at prices ranging from $65.37 to $66.36, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F14: This transaction was executed in multiple trades at prices ranging from $66.39 to $67.37, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F15: This transaction was executed in multiple trades at prices ranging from $64.40 to $65.34, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F16: This transaction was executed in multiple trades at prices ranging from $65.43 to $66.39, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F17: This transaction was executed in multiple trades at prices ranging from $66.51 to $67.19, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.