AI assistant
CASTLE BIOSCIENCES INC — Director's Dealing 2021
Sep 30, 2021
32601_dirs_2021-09-30_f643c4cf-b4a0-4bd3-961c-fa0985749de1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2021-09-28
Reporting Person: MAETZOLD DEREK J (Director, Pres. & Chief Exec. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-28 | Common Stock | S | 3115 | $66.04 | Disposed | 312903 | Direct |
| 2021-09-28 | Common Stock | S | 5760 | $67.13 | Disposed | 307143 | Direct |
| 2021-09-28 | Common Stock | S | 1000 | $67.84 | Disposed | 306143 | Direct |
| 2021-09-28 | Common Stock | S | 125 | $68.69 | Disposed | 306018 | Direct |
| 2021-09-28 | Common Stock | S | 266 | $66.01 | Disposed | 136195 | Indirect |
| 2021-09-28 | Common Stock | S | 534 | $67.23 | Disposed | 135661 | Indirect |
| 2021-09-28 | Common Stock | S | 33 | $68.26 | Disposed | 135628 | Indirect |
| 2021-09-28 | Common Stock | S | 267 | $66.01 | Disposed | 159033 | Indirect |
| 2021-09-28 | Common Stock | S | 533 | $67.23 | Disposed | 158500 | Indirect |
| 2021-09-28 | Common Stock | S | 33 | $68.26 | Disposed | 158467 | Indirect |
| 2021-09-28 | Common Stock | S | 267 | $66.01 | Disposed | 146432 | Indirect |
| 2021-09-28 | Common Stock | S | 533 | $67.23 | Disposed | 145899 | Indirect |
| 2021-09-28 | Common Stock | S | 34 | $68.26 | Disposed | 145865 | Indirect |
| 2021-09-29 | Common Stock | S | 6072 | $64.88 | Disposed | 299946 | Direct |
| 2021-09-29 | Common Stock | S | 2326 | $65.85 | Disposed | 297620 | Direct |
| 2021-09-29 | Common Stock | S | 1571 | $66.87 | Disposed | 296049 | Direct |
| 2021-09-29 | Common Stock | S | 31 | $67.42 | Disposed | 296018 | Direct |
| 2021-09-29 | Common Stock | S | 500 | $64.89 | Disposed | 135128 | Indirect |
| 2021-09-29 | Common Stock | S | 234 | $65.92 | Disposed | 134894 | Indirect |
| 2021-09-29 | Common Stock | S | 100 | $66.92 | Disposed | 134794 | Indirect |
| 2021-09-29 | Common Stock | S | 500 | $64.89 | Disposed | 157967 | Indirect |
| 2021-09-29 | Common Stock | S | 233 | $65.92 | Disposed | 157734 | Indirect |
| 2021-09-29 | Common Stock | S | 100 | $66.92 | Disposed | 157634 | Indirect |
| 2021-09-29 | Common Stock | S | 500 | $64.89 | Disposed | 145365 | Indirect |
| 2021-09-29 | Common Stock | S | 233 | $65.92 | Disposed | 145132 | Indirect |
| 2021-09-29 | Common Stock | S | 100 | $66.92 | Disposed | 145032 | Indirect |
Footnotes
F1: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.
F2: This transaction was executed in multiple trades at prices ranging from $65.63 to $66.60, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $66.65 to $67.59, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $67.65 to $68.16, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $68.69 to $68.71, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: These transactions were made pursuant to a Rule 10b5-1 plan adopted by DJM Grantor Retained Annuity Trust No. 1, The Maetzold Descendants 2020 Trust, and the Derek Maetzold 2020 Irrevocable Trust on June 15, 2021.
F7: This transaction was executed in multiple trades at prices ranging from $65.62 to $66.45, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: Held by DJM Grantor Retained Annuity Trust No. 1 of which the Reporting Person is the trustee and beneficiary.
F9: This transaction was executed in multiple trades at prices ranging from $66.77 to $67.73, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.
F11: Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries.
F12: This transaction was executed in multiple trades at prices ranging from $64.37 to $65.36, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F13: This transaction was executed in multiple trades at prices ranging from $65.37 to $66.36, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F14: This transaction was executed in multiple trades at prices ranging from $66.39 to $67.37, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F15: This transaction was executed in multiple trades at prices ranging from $64.40 to $65.34, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F16: This transaction was executed in multiple trades at prices ranging from $65.43 to $66.39, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F17: This transaction was executed in multiple trades at prices ranging from $66.51 to $67.19, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.