AI assistant
CASELLA WASTE SYSTEMS INC — Director's Dealing 2016
Mar 3, 2016
30945_dirs_2016-03-03_92e82e5c-893a-4923-a893-8e10be9c9165.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2016-03-01
Reporting Person: CASELLA DOUGLAS R (Director, Vice Chairman, Bd of Directors)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-01 | Class A Common Stock | A | 19085 | — | Acquired | 744155 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 494100 | Direct |
Footnotes
F1: Previously reported indirect ownership of 25,682 shares of Class A Common Stock held in trust for the benefit of Mr. Casella's children are no longer being reported as it has been determined that Mr. Casella did not beneficially own such shares after shares were gifted by Mr. Casella to his children's trusts.
F2: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2006 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 1, 2017.