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CARPENTER TECHNOLOGY CORP — Director's Dealing 2008
Jan 17, 2008
30520_dirs_2008-01-17_d1550c9f-94d5-42d6-ae1d-75972a093c3d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2008-01-15
Reporting Person: ANDERSON CARL G JR (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-01-15 | Stock Units | $ | A | 175.0973 | Acquired | Common Stock (175.0973) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $9.90 | 2013-08-21 | Common Stock (4000) | 4000 | Direct |
| Stock Option (Right to Buy) | $12.795 | 2013-10-27 | Common Stock (8000) | 8000 | Direct |
| Stock Option (Right to Buy) | $53.87 | 2016-10-30 | Common Stock (4000) | 4000 | Direct |
| Stock Option (Right to Buy) | $63.535 | 2017-10-15 | Common Stock (3614) | 3614 | Direct |
Footnotes
F1: The share balance reflects an increase in shares resulting from a 2-for-1 stock split in the form of a 100% stock dividend, with the distribution having been made on November 15, 2007.
F2: Converts to common stock on a 1-for-1 basis
F3: Payable upon retirement
F4: The exercise price reflects the adjusted price resulting from a 2-for-1 stock split in the form of a 100% dividend, with the distribution having been made on November 15, 2007.
F5: The balance reflects the increase in derivative securities resulting from a 2-for-1 stock split in the form of a 100% dividend, with the distribution having been made on November 15, 2007.