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CARPENTER TECHNOLOGY CORP — Director's Dealing 2008
Jun 19, 2008
30520_dirs_2008-06-19_d6e01fd9-a913-476b-87fc-b126bed9b7c7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2008-06-17
Reporting Person: TURNER KATHRYN C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-06-17 | Common Stock | M | 2300 | $17.7815 | Acquired | 5343.514 | Direct |
| 2008-06-17 | Common Stock | S | 1500 | $48.0193 | Disposed | 3843.514 | Direct |
| 2008-06-17 | Common Stock | S | 298 | $48.05 | Disposed | 3545.514 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-06-17 | Director Stock Option (Right to Buy) | $17.7815 | M | 2300 | Disposed | 2008-10-27 | Common Stock (2300) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3019.188 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Director Stock Option (Right to Buy) | $14.5315 | 2010-10-23 | Common Stock (4000) | 4000 | Direct |
| Director Stock Option (Right to Buy) | $12.795 | 2013-10-27 | Common Stock (6000) | 6000 | Direct |
| Director Stock Option (Right to Buy) | $53.87 | 2016-10-30 | Common Stock (4000) | 4000 | Direct |
| Director Stock Option (Right to Buy) | $63.535 | 2017-10-15 | Common Stock (3614) | 3614 | Direct |
| Stock Units | $ | Common Stock (16261.22) | 16261.22 | Direct |
Footnotes
F1: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.
F2: The share balance reflects an increase in shares resulting from a 2-for-1 stock split in the form of a 100% stock dividend, with the distribution having been made on November 15, 2007.
F3: The exercise price reflects the adjusted price resulting from a 2-for-1 stock split in the form of a 100% dividend, with the distribution having been made on November 15, 2007.
F4: The reporting person was granted an option to purchase stock as part of her director's compensation with an effective grant date of 10/27/1998.
F5: The balance reflects the increase in derivative securities resulting from a 2-for-1 stock split in the form of a 100% dividend, with the distribution having been made on November 15, 2007.
F6: Converts to common stock on a 1-for-1 basis
F7: Payable upon retirement
F8: Includes dividend equivalents