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CARNIVAL CORP — Director's Dealing 2020
Apr 13, 2020
30070_dirs_2020-04-13_518a8881-edb1-4097-b136-78e8a78d8694.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2020-04-09
Reporting Person: Bernstein David (CFO & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-09 | Common Stock | A | 11982 | $12.42 | Acquired | 75822.363 | Direct |
Footnotes
F1: The grant, which reflects the reporting person voluntarily deferring their salary for April to June 2020 in the form of restricted stock units ("RSUs") as described in FN2, was approved by the Compensation Committee. The number of RSUs was determined by dividing the deferred salary by the closing price of a share of Carnival Corporation common stock on April 9, 2020, then rounding down to the nearest whole share.
F2: Issued pursuant to the Carnival Corporation 2020 Stock Plan. The restriction on the RSUs lapses on February 12, 2021.
F3: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.