CARNIVAL CORP — Director's Dealing 2020

Sep 1, 2020

SEC Form 4/A — Form 4/A

Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2019-01-14

Reporting Person: PEREZ ARNALDO (General Counsel & Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-01-14	Common Stock	A	7485	—	Acquired	20990.2672	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	34832	Indirect

Footnotes

F1: Grant of restricted stock units ("MTE RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of MTE RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the MTE RSUs lapse on the second anniversary of the grant date. The MTE RSUs will accumulate dividend equivalents and may only be settled in shares.

F2: The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant.