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CARNIVAL CORP — Director's Dealing 2018
Apr 4, 2018
30070_dirs_2018-04-04_8f45184f-cefc-4440-8328-99f73bc87585.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2018-04-02
Reporting Person: DONALD ARNOLD W (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-02 | Common Stock | S | 3000 | $64.1038 | Disposed | 362725 | Indirect |
| 2018-04-02 | Common Stock | S | 2000 | $65.07 | Disposed | 360725 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 132648.334 | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 18, 2017.
F2: This transaction was executed in multiple trades at prices ranging from $63.67 to $64.46. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $64.70 to $65.69. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan.