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CARNIVAL CORP Director's Dealing 2018

Oct 3, 2018

30070_dirs_2018-10-03_a3bfce09-dae2-4de1-96bb-e80468417a7b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2018-10-01

Reporting Person: PEREZ ARNALDO (General Counsel & Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-10-01 Common Stock S 6500 $64.23 Disposed 11806 Indirect
2018-10-01 Common Stock S 500 $64.694 Disposed 11306 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 23803.2132 Direct

Footnotes

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2018.

F2: This transaction was executed in multiple trades at prices ranging from $63.63 to $64.62. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $64.67 to $64.73. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan.