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CARNIVAL CORP Director's Dealing 2018

Nov 13, 2018

30070_dirs_2018-11-13_9972d3e0-bce2-4d4f-8879-0af0d6cccf05.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2018-11-08

Reporting Person: KRUSE STEIN (CEO, Holland America Group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-08 Common Stock F 11401 $58.12 Disposed 57188.9494 Direct

Footnotes

F1: Represents a surrender of shares to satisfy the tax obligation on the vesting of restricted stock units released on November 8, 2018 as a result of the Reporting Person becoming eligible for retirement due to his age.

F2: Includes shares from a settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award which has now vested and includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan.