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CARNIVAL CORP — Director's Dealing 2017
Oct 18, 2017
30070_dirs_2017-10-18_5f9aaacc-b0b1-4926-b26b-eb4094a79391.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2017-10-16
Reporting Person: DONALD ARNOLD W (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-16 | Common Stock | S | 90903 | $67.408 | Disposed | 477600.918 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14556 | Indirect |
Footnotes
F1: Represents a sale of shares to satisfy the tax obligation on the release of vested Performance Restricted Stock Units previously reported on October 18, 2016.
F2: This transaction was executed in multiple trades. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan.