AI assistant
CARNIVAL CORP — Director's Dealing 2016
Jan 13, 2016
30070_dirs_2016-01-13_7c3e3b01-8ea0-40c6-a69a-027c04670baf.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2016-01-11
Reporting Person: DONALD ARNOLD W (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-11 | Common Stock | A | 38932 | — | Acquired | 157045.732 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1807 | Indirect |
Footnotes
F1: Grant of restricted stock made pursuant to the Carnival Corporation 2011 Stock Plan and the Reporting Person's Employment Agreement. The restriction on the shares lapse on the third anniversary of the grant date.
F2: The grant was approved by the Compensation Committee as a total value to be received in the form of restricted shares. The Compensation Committee also approved that the number of shares was to be determined by dividing the value by the closing price on date of grant.
F3: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.