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CARNIVAL CORP — Director's Dealing 2016
Apr 5, 2016
30070_dirs_2016-04-05_dd7928c0-92b7-42fa-881f-5b97f2de4a2c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2016-04-01
Reporting Person: GLASIER RICHARD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-01 | Common Stock | M | 10000 | $47.83 | Acquired | 34686 | Direct |
| 2016-04-01 | Common Stock | S | 10000 | $52.43 | Disposed | 24686 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-01 | Stock Options (Right to Buy) | $47.83 | M | 10000 | Disposed | 2016-10-16 | Common Stock (10000) | Direct |
Footnotes
F1: The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Options vest ratably over five years beginning on the first anniversary of the grant date.
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