CARNIVAL CORP — Director's Dealing 2014

Jan 16, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2014-01-14

Reporting Person: ARISON MICKY MEIR (Director, Chairman of the Board, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-01-14	Common Stock	A	63242	—	Acquired	63242	Direct
2014-01-14	Common Stock	G	63242	—	Disposed	0	Direct
2014-01-14	Common Stock	G	63242	—	Acquired	4621772	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	106131560	Indirect

Footnotes

F1: Grant of restricted stock made pursuant to the Carnival Corporation 2011 Stock Plan and the terms of an Executive Long-Term Compensation Agreement. The restriction on the shares lapse on the third anniversary of the grant date.

F2: The grant was approved by the Compensation Committee as a total value to be received in the form of restricted shares. The Compensation Committee also approved that the number of shares was to be determined by dividing the value by the closing price on date of grant.

F3: Gift of Shares to the Nickel 2003 Revocable Trust.

F4: Includes (i) 100,638,843 shares of common stock held by MA 1994 B Shares, L.P.; (ii) 538,393 shares of common stock held by the Nickel 97-07 Trust; (iii) 442,307 shares of common stock held by the Nickel 2009 GRAT; (iv) 3,000,000 shares of common stock held by the Nickel 97A-B Trust; (v) 756,008 shares of common stock held by the NA 2008 Trust; and (vi) 756,009 shares of common stock held by the KA 2008 Trust. The Reporting Person disclaims beneficial ownership of the shares of common stock held by the NA 2008 Trust and the KA 2008 Trust.