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CARNIVAL CORP — Director's Dealing 2014
Jul 3, 2014
30070_dirs_2014-07-02_4f6ce74e-973b-4212-b9de-9412a92ebca8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2014-06-30
Reporting Person: ARISON MICKY MEIR (Director, Chairman of the Board, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-30 | Common Stock | A | 30423 | — | Acquired | 30423 | Direct |
| 2014-06-30 | Common Stock | F | 30423 | $37.65 | Disposed | 0 | Direct |
| 2014-06-30 | Common Stock | F | 34425 | $37.65 | Disposed | 3066181 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 97836984 | Indirect |
Footnotes
F1: Represents a surrender of shares of Carnival Corporation Common Stock to satisfy the tax obligation on the vesting of certain performance-based restricted stock units granted in 2012 and 2013 and restricted stock granted in 2013 and 2014.
F2: Includes (i) 95,859,782 shares of Carnival Corporation Common Stock held by MA 1994 B Shares, L.P.; (ii) 22,878 shares of Carnival Corporation Common Stock held by the Nickel 97-07 Trust; (iii) 442,307 shares of Carnival Corporation Common Stock held by the Nickel 2009 GRAT; (iv) 756,008 shares of Carnival Corporation Common Stock held by the NA 2008 Trust; and (v) 756,009 shares of Carnival Corporation Common Stock held by the KA 2008 Trust. The Reporting Person disclaims beneficial ownership of the shares of Carnival Corporation Common Stock held by the NA 2008 Trust and the KA 2008 Trust.