Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

CARNIVAL CORP Director's Dealing 2014

Jul 3, 2014

30070_dirs_2014-07-02_4f6ce74e-973b-4212-b9de-9412a92ebca8.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2014-06-30

Reporting Person: ARISON MICKY MEIR (Director, Chairman of the Board, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-06-30 Common Stock A 30423 Acquired 30423 Direct
2014-06-30 Common Stock F 30423 $37.65 Disposed 0 Direct
2014-06-30 Common Stock F 34425 $37.65 Disposed 3066181 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 97836984 Indirect

Footnotes

F1: Represents a surrender of shares of Carnival Corporation Common Stock to satisfy the tax obligation on the vesting of certain performance-based restricted stock units granted in 2012 and 2013 and restricted stock granted in 2013 and 2014.

F2: Includes (i) 95,859,782 shares of Carnival Corporation Common Stock held by MA 1994 B Shares, L.P.; (ii) 22,878 shares of Carnival Corporation Common Stock held by the Nickel 97-07 Trust; (iii) 442,307 shares of Carnival Corporation Common Stock held by the Nickel 2009 GRAT; (iv) 756,008 shares of Carnival Corporation Common Stock held by the NA 2008 Trust; and (v) 756,009 shares of Carnival Corporation Common Stock held by the KA 2008 Trust. The Reporting Person disclaims beneficial ownership of the shares of Carnival Corporation Common Stock held by the NA 2008 Trust and the KA 2008 Trust.