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CARNIVAL CORP — Director's Dealing 2013
Feb 5, 2013
30070_dirs_2013-02-05_ed309e03-08f8-4633-9951-323f8b44eef9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2013-02-01
Reporting Person: ARISON MICKY MEIR (Director, Chairman & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-01 | Common Stock | F | 39221 | $39.15 | Disposed | 3544447 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 107140843 | Indirect |
Footnotes
F1: Represents a surrender of shares of Carnival Common Stock to satisfy the tax obligation on the vesting of restricted stock granted in 2010.
F2: Includes (i) 100,638,843 shares of Carnival Common Stock held by MA 1994 B Shares, L.P.; (ii) 538,393 shares of Carnival Common Stock held by the Nickel 97-07 Trust; (iii) 1,795,151 shares of Carnival Common Stock held by the Nickel 2008-2 GRAT; (iv) 687,498 shares of Carnival Common Stock held by the Nickel 2009 GRAT; (v) 480,958 shares of Carnival Common Stock held by the Nickel 2010 GRAT: and (vi) 3,000,000 shares of Carnival Common Stock held by the Nickel 97A-B Trust.