AI assistant
CARNIVAL CORP — Director's Dealing 2013
Feb 7, 2013
30070_dirs_2013-02-07_ec89eb23-1ca0-494e-af1c-ca3a0985e43c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2013-02-05
Reporting Person: DICKINSON ROBERT H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-05 | Common Stock | M | 40000 | $34.25 | Acquired | 97736.883 | Direct |
| 2013-02-05 | Common Stock | S | 40000 | $38.5828 | Disposed | 57736.883 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-05 | Stock Options (Right to Buy) | $34.25 | M | 40000 | Disposed | 2013-08-01 | Common Stock (40000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $38.56 to $38.62. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.
F3: The options vested 20% per year over 5 years beginning on the first anniversary of the grant date.