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CARNIVAL CORP — Director's Dealing 2013
Nov 25, 2013
30070_dirs_2013-11-25_bd23ee26-b660-4940-9192-61c260cca41a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2013-11-21
Reporting Person: FRANK HOWARD S (Director, Vice Chairman & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-21 | Common Stock | G | 1794 | — | Disposed | 0 | Indirect |
| 2013-11-21 | Common Stock | S | 42729 | $35.7037 | Disposed | 135759.2926 | Direct |
| 2013-11-21 | Common Stock | S | 10066 | $35.7693 | Disposed | 125693.2926 | Direct |
Footnotes
F1: Bona fide gift
F2: This transaction was executed in multiple trades at prices ranging from $35.67 to $35.75. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $35.76 to $35.78. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan.