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CARNIVAL CORP — Director's Dealing 2012
Feb 23, 2012
30070_dirs_2012-02-23_1231ac25-c149-4be7-8360-e90943e1b313.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2012-02-21
Reporting Person: RATCLIFFE PETER GERVIS (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-21 | Common Stock | M | 10000 | — | Acquired | 12629 | Direct |
| 2012-02-21 | Common Stock | A | 1420 | — | Acquired | 14049 | Direct |
| 2012-02-21 | Common Stock | F | 5445 | $30.74 | Disposed | 8604 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-21 | Restricted Stock Units | $0 | M | 10000 | Disposed | Common Stock (10000) | Direct |
Footnotes
F1: Represents shares released from restriction from a Restricted Stock Unit award granted in 2007.
F2: Represents settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award originally granted in 2007, which has now vested.
F3: Represents a surrender of shares to satisfy tax obligation on the vesting of the Restricted Stock Unit.
F4: No expiration date. The award will either vest or be forfeited pursuant to the terms of the Restricted Stock Unit Agreement between the reporting person an the issuer.