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CARNIVAL CORP — Director's Dealing 2012
Apr 17, 2012
30070_dirs_2012-04-17_ec0fbc63-93d4-4ac9-8b65-ce02a4f26d88.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2012-04-16
Reporting Person: RATCLIFFE PETER GERVIS (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-04-16 | Common Stock | M | 4647 | — | Acquired | 17091 | Direct |
| 2012-04-16 | Common Stock | A | 245 | — | Acquired | 17336 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-04-16 | Restricted Stock Units | $0 | M | 4647 | Disposed | Common Stock (4647) | Direct |
Footnotes
F1: Represents shares released from restriction from a Restricted Stock Unit award granted in 2009.
F2: Represents settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award originally granted in 2009, which has now vested.
F3: No expiration date. The award will either vest or be forfeited pursuant to the terms of the Restricted Stock Unit Agreement between the reporting person an the issuer.