AI assistant
CARNIVAL CORP — Director's Dealing 2012
Nov 21, 2012
30070_dirs_2012-11-20_6d3ad386-a827-40a4-bb59-9a1a083f2d39.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2012-11-16
Reporting Person: ETERNITY FOUR TRUST (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-16 | Common Stock | S | 493013 | $37.4417 | Disposed | 60549144 | Direct |
| 2012-11-19 | Common Stock | S | 466764 | $38.0868 | Acquired | 60082380 | Direct |
Footnotes
F1: These shares were sold pursuant to a Rule 10b5-1(c) sales plan dated November 12, 2012, relating to the sale of up to 6,551,195 shares of Carnival Corporation Common Stock.
F2: The transaction was executed in multiple trades at prices ranging from $37.00 to $37.99. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: The transaction was executed in multiple trades at prices ranging from $37.8150 to $38.35. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.