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CARNIVAL CORP — Director's Dealing 2012
Nov 27, 2012
30070_dirs_2012-11-26_8efaa8e6-468c-43f1-9135-204f542c2349.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2012-11-21
Reporting Person: ETERNITY FOUR TRUST (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-21 | Common Stock | S | 177964 | $38.2878 | Disposed | 59576122 | Direct |
| 2012-11-23 | Common Stock | S | 222287 | $38.9164 | Acquired | 59353835 | Direct |
Footnotes
F1: These shares were sold pursuant to a Rule 10b5-1(c) sales plan dated November 12, 2012, relating to the sale of up to 6,551,195 shares of Carnival Corporation Common Stock.
F2: The transaction was executed in multiple trades at prices ranging from $38.155 to $38.385 The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: The transaction was executed in multiple trades at prices ranging from $38.75 to $39.07. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.