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CARNIVAL CORP — Director's Dealing 2012
Nov 27, 2012
30070_dirs_2012-11-27_adc199c0-30a8-4515-b08b-faa7c937bac5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2012-11-26
Reporting Person: FRANK HOWARD S (Director, Vice Chairman & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-26 | Common Stock | S | 100816 | $38.50 | Disposed | 124405.7066 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1794 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $38.40 to $38.60. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Includes shares acquired pursuant to purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan.