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CARNIVAL CORP — Director's Dealing 2012
Nov 29, 2012
30070_dirs_2012-11-28_dde35057-132a-44fe-ba78-b3403fb87ec3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2012-11-26
Reporting Person: ETERNITY FOUR TRUST (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-26 | Common Stock | S | 255610 | $38.5525 | Disposed | 59098225 | Direct |
| 2012-11-27 | Common Stock | S | 340042 | $38.4538 | Disposed | 58758183 | Direct |
Footnotes
F1: These shares were sold pursuant to a Rule 10b5-1(c) sales plan dated November 12, 2012, relating to the sale of up to 6,551,195 shares of Carnival Corporation Common Stock.
F2: The transaction was executed in multiple trades at prices ranging from $38.38 to $38.81 The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: The transaction was executed in multiple trades at prices ranging from $38.08 to $38.92. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.