Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

CARNIVAL CORP Director's Dealing 2012

Nov 29, 2012

30070_dirs_2012-11-28_dde35057-132a-44fe-ba78-b3403fb87ec3.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2012-11-26

Reporting Person: ETERNITY FOUR TRUST (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-11-26 Common Stock S 255610 $38.5525 Disposed 59098225 Direct
2012-11-27 Common Stock S 340042 $38.4538 Disposed 58758183 Direct

Footnotes

F1: These shares were sold pursuant to a Rule 10b5-1(c) sales plan dated November 12, 2012, relating to the sale of up to 6,551,195 shares of Carnival Corporation Common Stock.

F2: The transaction was executed in multiple trades at prices ranging from $38.38 to $38.81 The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3: The transaction was executed in multiple trades at prices ranging from $38.08 to $38.92. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.