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CARNIVAL CORP — Director's Dealing 2011
Apr 27, 2011
30070_dirs_2011-04-26_5b81bc5b-4237-40d7-86de-8ab81d3b8f32.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2011-04-25
Reporting Person: RATCLIFFE PETER GERVIS (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-04-25 | Common Stock | C | 2500 | — | Acquired | 2629 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-04-25 | Restricted Stock Units | $0 | C | 2500 | Disposed | Common Stock (2500) | Direct |
Footnotes
F1: Represents shares released from restriction from a Restricted Stock Unit award granted in 2008.
F2: Includes shares from a settlement of dividend equivalents accumulated during the restricted period of a restricted stock unit award originally granted in 2008, which has now vested.
F3: Restricted stock units either vest or are forfeited therefore there is no expiration date.