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CARNIVAL CORP — Director's Dealing 2011
Dec 27, 2011
30070_dirs_2011-12-27_1f484add-12b4-43b8-b2c9-357ac227f2ec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2011-12-22
Reporting Person: ARISON MICKY MEIR (Director, Chairman & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-22 | Common Stock | F | 54502 | $32.64 | Disposed | 2247295 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 108298722 | Indirect |
Footnotes
F1: Represents a surrender of shares to satisfy the tax obligation on the vesting of restricted stock granted in 2008.
F2: Includes (i) 103,638,843 shares of common stock held by MA 1994 B Shares, L.P.; (ii) 538,393 shares of common stock held by the Nickel 97-07 Trust; (iii) 219,934 shares of common stock held by the Nickel 2008 GRAT, (iv) 2,023,761 shares of common stock held by the Nickel 2008-2 GRAT, (v) 876,929 shares of common stock held by the Nickel 2009 GRAT and (vi) 1,000,862 shares of common stock held by the Nickel 2010 GRAT.