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CARNIVAL CORP — Director's Dealing 2011
Dec 27, 2011
30070_dirs_2011-12-27_167696fb-7cd5-4da1-960d-63fbad5a9a45.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2011-12-23
Reporting Person: FRANK HOWARD S (Director, Vice Chairman & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-23 | Common Stock | S | 124603 | $33.1598 | Disposed | 149762.1066 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 907 | Indirect |
| Common Stock | 8592 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $33.10 to 33.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Includes shares acquired pursuant to purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan.