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CARNIVAL CORP — Director's Dealing 2010
Feb 24, 2010
30070_dirs_2010-02-24_30a6318b-e250-4af7-8a5c-7aab566e31f9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2010-02-22
Reporting Person: BUCKELEW ALAN (President & CEO - PCL)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-22 | Common Stock | A | 662 | $34.12 | Acquired | 67247 | Direct |
| 2010-02-22 | Common Stock | F | 3204 | $34.12 | Disposed | 64043 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-22 | Restricted Stock Units | $0 | J | 3976 | Disposed | Common Stock (3976) | Direct |
Footnotes
F1: Represents settlement of dividend equivalents accumulated during the restricted period of restricted share and restricted stock unit awards originally granted in 2007, which have now been released
F2: Represents a surrender of shares to satisfy tax obligations on the vesting of a restricted stock and restricted stock unit awards originally granted in 2007.
F3: Forfeiture of restricted stock unit award granted on February 20, 2007 for which the requisite performance target was not satisfied.
F4: Award of restricted stock units which represents a hypothetical interest in Carnival Corporation common stock, restricted stock units either vest or are forfeited therefore there is no expiration date.