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CARNIVAL CORP — Director's Dealing 2010
Apr 29, 2010
30070_dirs_2010-04-29_cad7c945-9339-4055-87e6-3b8ba8046aa3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2010-04-27
Reporting Person: Bernstein David (Sr. Vice President-Finance,CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-04-27 | Common Stock | M | 4800 | $34.45 | Acquired | 48417 | Direct |
| 2010-04-27 | Common Stock | S | 4800 | $43.40 | Disposed | 43617 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-04-27 | Stock Option (Right to Buy) | $34.45 | M | 4800 | Disposed | 2013-10-13 | Common Stock (4800) | Direct |
Footnotes
F1: Options vest ratably over five years beginning on the first anniversary of the grant date. 2,400 options vested on each of October 13, 2007 and 2008
F2: This transaction was executed in multiple trades at prices ranging from $43.3935 to $43.4127. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.