AI assistant
CARNIVAL CORP — Director's Dealing 2010
Feb 3, 2010
30070_dirs_2010-02-03_c2519eb9-f874-40a7-b921-35c5d21ca2e7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARNIVAL CORP (CCL)
CIK: 0000815097
Period of Report: 2010-02-01
Reporting Person: PEREZ ARNALDO (SVP, Gen Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-01 | Common Stock | A | 14059 | — | Acquired | 49470.9126 | Direct |
| 2010-02-02 | Common Stock | M | 8996 | $34.52 | Acquired | 58466.9126 | Direct |
| 2010-02-02 | Common Stock | M | 4 | $34.52 | Acquired | 58470.9126 | Direct |
| 2010-02-02 | Common Stock | S | 9000 | $34.5237 | Disposed | 49470.9126 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-02 | Stock Option (Right to Buy) | $19.75 | M | 8996 | Disposed | 2010-06-22 | Common Stock (8996) | Direct |
| 2010-02-02 | Stock Option (Right to Buy) | $19.75 | M | 4 | Disposed | 2010-06-22 | Common Stock (4) | Direct |
Footnotes
F1: Grant of restricted stock made pursuant to the Carnival Corporation 2002 Stock Plan. The restriction on the shares lapse on the third anniversary of the grant date.
F2: This transaction was executed in multiple trades at prices ranging from $34.49 to $34.55. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.