CARNIVAL CORP — Capital/Financing Update 2023

Aug 2, 2023

Field: Rule-Page

Field: /Rule-Page

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (date of earliest event reported) August 1, 2023

Carnival Corporation	Carnival plc
(Exact
name of registrant as specified in its charter)	(Exact
name of registrant as specified in its charter)
Republic of Panama	England and Wales
(State
or other jurisdiction of incorporation)	(State
or other jurisdiction of incorporation)
001-9610	001-15136
(Commission
File Number)	(Commission
File Number)
59-1562976	98-0357772
(I.R.S.
Employer Identification No.)	(I.R.S.
Employer Identification No.)
3655 N.W. 87th Avenue Miami , Florida 33178-2428	Carnival House , 100 Harbour Parade , Southampton SO15 1ST , United Kingdom
(Address of principal
executive offices) (Zip code)	(Address of principal
executive offices) (Zip code)
( 305 ) 599-2600	011 44 23 8065 5000
(Registrant’s
telephone number, including area code)	(Registrant’s
telephone number, including area code)
None	None
(Former
name or former address, if changed since last report.)	(Former
name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common Stock ($0.01 par value)	CCL	New York Stock Exchange , Inc.
Ordinary Shares each represented by American Depository Shares ($1.66 par value) , Special Voting Share, GBP 1.00 par value and Trust Shares of beneficial interest in the P&O Princess Special Voting Trust	CUK	New York Stock Exchange , Inc.
1.000% Senior Notes due 2029	CUK29	New York Stock Exchange LLC

Indicate by check mark whether the registrants are emerging growth companies as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Field: Rule-Page

Field: /Rule-Page

Field: Page; Sequence: 1

Field: /Page

Item 8.01 Other Events.

On August 1, 2023, Carnival Corporation and Carnival plc issued a press release announcing that Carnival Corporation (the “Company”) (i) has priced a private offering of $500 million aggregate principal amount of 7.00% first-priority senior secured notes due 2029 and completed the syndication of its upsized $1.3 billion new senior secured first lien term loan B facility and (ii) will issue conditional notices of redemption for the entire outstanding principal amount of the Company’s 10.500% second-priority senior secured notes due 2026 and 10.125% second-priority secured notes due 2026 (the “2026 Notes”). A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated by reference herein. Such press release includes forward-looking statements. See “Cautionary Note Concerning Forward-Looking Statements” within the press release for additional information. Neither this current report nor the press release constitutes a notice of redemption with respect to the 2026 Notes.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

Exhibit No.	Description
99.1	Press release of Carnival Corporation and Carnival plc dated August 1, 2023.
104	Cover Page Interactive Data File (embedded with the Inline XBRL document).

Field: Page; Sequence: 4

Field: /Page

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, each of the registrants has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

CARNIVAL CORPORATION — By:	/s/ David Bernstein	CARNIVAL PLC — By:	/s/ David Bernstein
Name:	David Bernstein	Name:	David Bernstein
Title:	Chief Financial Officer and Chief Accounting Officer	Title:	Chief Financial Officer and Chief Accounting Officer
Date: August 2, 2023		Date: August 2, 2023

Field: Page; Sequence: 5; Options: Last

Field: /Page