CARNIVAL CORP — Board/Management Information 2023

Apr 7, 2023

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (date of earliest event reported) April 4, 2023

Carnival Corporation	Carnival plc
(Exact
name of registrant as specified in its charter)	(Exact
name of registrant as specified in its charter)
Republic of Panama	England and Wales
(State
or other jurisdiction of incorporation)	(State
or other jurisdiction of incorporation)
001-9610	001-15136
(Commission
File Number)	(Commission
File Number)
59-1562976	98-0357772
(I.R.S.
Employer Identification No.)	(I.R.S.
Employer Identification No.)
3655 N.W. 87th Avenue Miami , Florida 33178-2428 United States of America	Carnival House 100 Harbour Parade Southampton SO15 1ST United Kingdom
(Address
of principal executive offices) (Zip
code)	(Address
of principal executive offices) (Zip
code)
( 305 ) 599-2600	011 44 23 8065 5000
(Registrant’s
telephone number, including area code)	(Registrant’s
telephone number, including area code)
None	None
(Former
name or former address, if changed since last report.)	(Former
name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

| Title
of each class | Trading Symbol(s) | Name
of each exchange on which registered |
| --- | --- | --- |
| Common Stock ($0.01 par value) | CCL | New
York Stock Exchange , Inc. |
| Ordinary
Shares each represented by American Depositary Shares ($1.66 par value) ,
Special Voting Share, GBP 1.00 par value and Trust Shares of beneficial interest in the P&O Princess Special Voting Trust | CUK | New
York Stock Exchange , Inc. |
| 1.000%
Senior Notes due 2029 | CUK29 | New
York Stock Exchange LLC |

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

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Co-Registrant CIK	0001125259
Co-Registrant Amendment Flag	false
Co-Registrant Form Type	8-K
Co-Registrant DocumentPeriodEndDate	2023-04-04
Co-Registrant Written Communications	false
Co-Registrant Solicitating Materials	false
Co-Registrant PreCommencement Tender Offer	false
Co-Registrant PreCommencement Issuer Tender Offer	false
Co-Registrant Emerging growth company	false

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Section 5 – Corporate Governance and Management .

Item 5.02 – Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers .

Michael Thamm, Group Chief Executive Officer of Costa Group and Carnival Asia and a named executive officer of Carnival Corporation and Carnival plc (together, the “Companies”), is no longer with the Companies effective as of April 5, 2023.

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, each of the registrants has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Carnival Corporation — By:	/s/ Enrique Miguez	Carnival plc — By:	/s/ Enrique Miguez

Name:	Enrique Miguez	Name:	Enrique Miguez
Title:	General Counsel	Title:	General Counsel
Date:	April 7, 2023	Date:	April 7, 2023

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